-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J20tucqSfftgF7riZEWkfwQPsAqrAiChgmr7UKfRSez8HsNsP6XuKykDCINKrAPe pXHZdlDmJVOUyyQTiUaTPg== 0000009749-96-000039.txt : 20030213 0000009749-96-000039.hdr.sgml : 20030213 19960214112102 ACCESSION NUMBER: 0000009749-96-000039 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960214 SROS: AMEX SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CINCINNATI BELL INC /OH/ CENTRAL INDEX KEY: 0000716133 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 311056105 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-36895 FILM NUMBER: 96518504 BUSINESS ADDRESS: STREET 1: 201 E FOURTH ST 102 732 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5133979900 MAIL ADDRESS: STREET 1: P O BOX 2301 CITY: CINCINNATI STATE: OH FORMER COMPANY: FORMER CONFORMED NAME: CBI INC DATE OF NAME CHANGE: 19830814 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANKERS TRUST NEW YORK CORP CENTRAL INDEX KEY: 0000009749 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 136180473 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 280 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122502500 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: BT NEW YORK CORP DATE OF NAME CHANGE: 19671107 SC 13G 1 CINCINNATI BELL INC. 13-G FILING BANKERS TRUST COMPANY One Bankers Trust Plaza New York, New York 10006 Damian P. Reitemeyer Mailing Address: Vice President P.O. Box 318 Telephone: 212-250-4599 Church Street Station New York, NY 10008 February 14, 1996 Securities and Exchange Commission SEC Document Control 450 Fifth Street, N.W. Washington, DC 20549 Attn: Filing Desk Dear Sirs: Re: Filing of Schedule 13G on Cincinnati Bell Inc Pursuant to Rule 13d-1 of the General Rules and Regulations under the Securities Exchange Act of 1934, the following is one copy of the Schedule 13G with respect to the common stock of the above referenced corporation. Please acknowledge your receipt of the Schedule 13G filing submission through the EDGAR-Link System software, by E-Mail confirmation. Sincerely, /s/Damian P. Reitemeyer Enclosures SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* ____ Cincinnati Bell Inc _______________________________________ NAME OF ISSUER: Common Stock (Par Value $1.00) _______________________________________ TITLE OF CLASS OF SECURITIES 171870108 _______________________________________ CUSIP NUMBER Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) CUSIP No. 171870108 Page 1 of 8 Pages 1.NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bankers Trust New York Corporation, its wholly-owned subsidiary, Bankers Trust Company, as Trustee for various trusts and employee benefit plans, and investment advisor, and its indirectly wholly owned subsidiary BT Variable, Inc. 13-6180473 2.CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (A) [ ] (B) [X] 3.SEC USE ONLY 4.CITIZENSHIP OR PLACE OF ORGANIZATION Bankers Trust New York Corporation, Bankers Trust Company, and BT Variable, Inc. are New York Corporations NUMBER OF 5. SOLE VOTING POWER SHARES Bankers Trust Company 128,100 shares BT Variable, Inc. 0 shares TOTAL SHARES 128,100 BENEFICIALLY 6. SHARED VOTING POWER OWNED BY Bankers Trust Company 2,208 shares BT Variable, Inc. 15,800 shares TOTAL SHARES 18,008 EACH 7. SOLE DISPOSITIVE POWER REPORTING Bankers Trust Company 499,618 shares BT Variable, Inc. 15,800 shares TOTAL SHARES 515,418 PERSON 8. SHARED DISPOSITIVE POWER WITH Bankers Trust Company 3,808 shares BT Variable, Inc. 0 shares TOTAL SHARES 3,808 CUSIP No. 171870108 Page 2 of 8 Pages 9.AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Bankers Trust Company 503,426 shares BT Variable, Inc. 15,800 shares TOTAL SHARES 519,226 10.CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(9) EXCLUDES CERTAIN SHARES * [X] 11.PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Bankers Trust Company 0.8% BT Variable, Inc. 0.0% TOTAL 0.8% 12.TYPE OF REPORTING PERSON * Bankers Trust New York Corporation - HC Bankers Trust Company - BK BT Variable, Inc. - IC DISCLAIMER OF BENEFICIAL OWNERSHIP THE FILING OF THIS SCHEDULE G STATEMENT SHALL NOT BE CONSTRUED AS AN ADMISSION THAT BANKERS TRUST NEW YORK CORPORATION OR BANKERS TRUST COMPANY, AS TRUSTEE (THE BANK) IS, FOR THE PURPOSE OF SECTION 13(g) OF THE SECURITIES AND EXCHANGE ACT OF 1934, OR FOR ANY OTHER PURPOSE, THE BENEFICIAL OWNER OF THE SECURITIES SET FORTH IN ITEM 4(a)(iii) HEREOF. Item 1(a) NAME OF ISSUER: Cincinnati Bell Inc Item 1(b) ADDRESS OF ISSUERS PRINCIPAL EXECUTIVE OFFICES: 201 East 4th Street Cincinnati, OH 45202 CUSIP No. 171870108 Page 3 of 8 Pages Item 2(a) NAME OF PERSON FILING: Bankers Trust New York Corporation, its wholly- owned subsidiary, Bankers Trust Company, as Trustee for various trusts and employee benefit plans, and investment advisor, and its wholly-owned subsidiary BT Variable, Inc. Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: 280 Park Avenue New York, New York 10017 Item 2(c) CITIZENSHIP: Bankers Trust New York Corporation, Bankers Trust Company, as Trustee for various trusts and employee benefit plans, and investment advisor, and BT Variable, Inc. are corporations incorporated in the State of New York with their principal business offices located in New York. Item 2(d) TITLE OF CLASS OF SECURITIES: Common Stock (Par Value $1.00) of Cincinnati Bell Inc, a Ohio corporation. Item 2(e) CUSIP NUMBER: 171870108 CUSIP No. 171870108 Page 4 of 8 Pages Item 3 THE PERSON FILING IS A: For Bankers Trust New York Corporation, (g) [X] Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) For Bankers Trust Company, (b) [X] Bank as defined in section 3(a)(6) of the Act. For BT Variable, Inc. (c) [X] Insurance Company as defined in Section 3(a)(19) of the Act Item 4 OWNERSHIP: (a) Amount Beneficially Owned: As of December 31, 1995 (i) Bankers Trust Company (the Bank), as Trustee for various trusts and employee benefit plans, and investment advisor, was the beneficial owner of 503,426 shares of common stock; (ii) BT Variable, Inc., a wholly-owned subsidiary of Bankers Trust Company was the beneficial owner of 15,800 shares of common stock; (iii)Bankers Trust Company was the record owner of 3,457,248 shares as Trustee of the Cincinnati Bell Management/Non Management Plan (the Plan) with respect to which the bank disclaims beneficial ownership. CUSIP No. 171870108 Page 5 of 8 Pages The Plan states that each Plan participant shall have the right to direct the manner in which shares of common stock shall be voted at all stockholders meetings. The Department of Labor has expressed the view that, under certain circumstances, ERISA may require the Trustee to vote shares which are not allocated to participants accounts and unvoted shares. Since, in the view of the Bank and Bankers Trust New York Corporation, such voting power is merely a residual power based upon the occurrence of an unlikely contingency and is not a sole or shared power to vote the securities, the Bank and Bankers Trust New York Corporation hereby disclaim beneficial ownership of such securities. (b) PERCENT OF CLASS: The common stock described in Item 4(a) above as to which Bankers Trust New York Corporations, Bank Trust Company (the Bank) and BT Variable acknowledges beneficial ownership constitutes 0.8% of the Issuers outstanding Common Stock. The Common Stock as to which the Bank disclaims beneficial ownership constitutes 5.2% of the Issuers outstanding Common Stock. (c) Number of shares as to which the Bank has: (i) sole power to vote or to direct the vote - Bankers Trust Company, as Trustee for various trusts and employee benefit plans, and as investment advisor 128,100 shares BT Variable 0 shares TOTAL SHARES 128,100 (ii) shared power to vote or to direct the vote - Bankers Trust Company, as Trustee for various trusts and employee benefit plans, and as investment advisor 2,208 shares BT Variable 15,800 shares TOTAL SHARES 18,008 CUSIP No. 171870108 Page 6 of 8 Pages (iii) sole power to dispose or to direct the disposition of - Bankers Trust Company, as Trustee for various trusts and employee benefit plans, and as investment advisor 499,618 shares BT Variable 15,800 shares TOTAL SHARES 515,418 (iv) shared power to dispose or to direct the disposition of - Bankers Trust Company, as Trustee for various trusts and employee benefit plans, and as investment advisor 3,808 shares BT Variable 0 shares TOTAL SHARES 3,808 Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: [ ] Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: The Issuers Plan, and various trusts, and employee benefit plan for which the Bank serves as Trustee, and accounts for which the Bank serves as investment advisor, have the right to receive and/or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities. Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: See Item 3 above. Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. Item 9 NOTICE OF DISSOLUTION OF GROUP: Not Applicable CUSIP No. 171870108 Page 7 of 8 Pages Item 10 CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: as of December 31, 1995 Signature: Bankers Trust New York Corporation By: /s/James T. Byrne, Jr. Name: James T. Byrne, Jr. Title: Secretary Signature: Bankers Trust Company, as Trustee for various trusts, and employee benefit plans, and investment advisor By: /s/James T. Byrne, Jr. Name: James T. Byrne, Jr. Title: Secretary CUSIP No. 171870108 Page 8 of 8 Pages Signature: BT Variable, Inc. By: /s/Myles Tashman Name: Myles Tashman Title: Secretary EXHIBIT TO ITEM 7 The chain of ownership from Bankers Trust New York Corporation to Bankers Trust Company is shown below: Bankers Trust New York Corporation | 100% | Bankers Trust Company EXHIBIT TO ITEM 7 The chain of ownership from Bankers Trust New York Corporation to BT Variable, Inc. is shown below: Bankers Trust New York Corporation | 100% | Bankers Trust Company | 100% | Whitewood Properties Corp | 100% | BT Variable, Inc. -----END PRIVACY-ENHANCED MESSAGE-----